Keith U Heritage

Current Employers

Employment History

• 05/2012 → 11/2016
  Gradient Securities, Llc
  Arden Hills, MN
• 01/2007 → 03/2017
  Central Florida Wealth Management, Inc.
  Ocala, FL
• 10/2015 → Present
  Heritage Financial Llc. (D.b.a. For Advisory Business)
  Alachua, FL
• 11/2016 → 09/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2017 → Present
  Heritage Horses And Cattle, Llc
  Archer, FL
• 07/2019 → Present
  Heritage Tax Advisors, Llc
  Alachua, FL
• 09/2021 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH

Previous Registrations

• 2016-11-16 → 2021-09-30
  Cetera Wealth Services, Llc
  Gainesville, FL
  Bradenton, FL
  Newberry, FL
• 2015-04-17 → 2016-11-14
  Gradient Securities, Llc
  Arden Hills, MN
  Ocala, FL
  Newberry, FL
• 2012-06-20 → 2015-04-14
  Gradient Advisors, Llc
  Ocala, FL
  Arden Hills, MN
• 2011-03-01 → 2012-05-08
  Brookstone Securities, Inc.
  Ocala, FL

Other Businesses

(1) Mr. Heritage is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Heritage spends approx. 10 hrs/week during trading hours on this activity. (2) Keith Heritage is the Owner of Heritage Financial, LLC which is the operating entity for Mr. Heritage's advisory and insurance business and the dba for which he promotes his advisory activities. Mr. Heritage spends approximately forty hours per week during trading hours working under this entity. (3) Keith is the Owner of Heritage Horse and Cattle LLC which is a horse and cattle farm. Keith spends 100 hours per month during trading hours and 25 hours per month during non-trading hours on this activity. This is not an investment related activity. (4) Keith is the Owner of Heritage Tax Advisors LLC which is a tax preparation business. Keith spends 10 hours per month during trading hours and one hour per month during non-trading hours on this activity. This is not an investment related activity. (5) Keith Heritage is the Manager of KNA Properties, which is a real estate holding company for its tenants. Mr. Heritage spends approximately 5 hours per month during non-trading hours on this activity. This is not an investment-related activity. (6) Keith Heritage works with the local chapter of the American Financial Education Alliance (AFEA).  Mr. Heritage conducts seminars to help eliminate financial illiteracy as part of his marketing efforts.  Mr. Heritage spends approximately ten hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars.

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-12-12

Designations

Other Names

• Keith Heritage