Jeffrey Lee Ou Baty

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 11/2019
  Eide Bailly Financial Services
  Norman, OK
• 10/2008 → 11/2019
  Eide Bailly Advisors
  Norman, OK
• 10/2008 → 11/2019
  Eide Bailly Agency
  Norman, OK
• 09/2015 → 11/2019
  United Planners' Financial Services
  Scottsdale, AZ
• 08/2009 → 11/2019
  Eide Bailly Securities
  Norman, OK
• 10/2008 → 11/2019
  Eide Bailly Financial Services
  Norman, OK
• 11/2019 → 01/2026
  Exencial Wealth Advisors
  Oklahoma City, OK
• 01/2026 → Present
  Mariner
  Overland Park, KS

Previous Registrations

• 2019-11-13 → 2025-10-29
  Exencial Wealth Advisors
  Oklahoma City, OK
• 2008-10-08 → 2019-11-14
  Eide Bailly Advisors, Llc
  Tulsa, OK
  Norman, OK
  Oklahoma City, OK
  Sioux Falls, SD
• 2007-10-10 → 2008-10-01
  1St Global Advisors Inc
  Oklahoma City, OK
• 2005-07-06 → 2005-08-31
  Chase Investment Services Corp.
  Norman, OK
• 2004-11-18 → 2005-07-06
  Banc One Securities Corporation
  Oklahoma City, OK

Other Businesses

MBS Holdings; investment related; Edmond, OK; partner; start date 11/18/25; 1 hour /month, 0 during trading hours; LLC purchases homes for renovation and sale.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-17
• S63 Uniform Securities Agent State Law Examination
  2000-04-18

Other Names

• Jeff Lee Baty
• Jeff Lee Baty
• Jeffrey Lee Baty