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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-04-22
  • MN RA
    APPROVED
    Since 2016-04-22

Branch Locations

350 W Burnsville Pkwy Suite 600, Burnsville, MN 55337 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group Plymouth MN 04/2016 Present
Lpl Financial, Llc Burnsville MN 04/2016 06/2025
Wealth Enhancement Brokerage Services Plymouth MN 04/2016 Present
Wealth Enhancement Advisory Services Plymouth MN 04/2016 Present
  • 04/2016 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 04/2016 → 06/2025
    Lpl Financial, Llc
    Burnsville, MN
  • 04/2016 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 04/2016 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
Previous Registrations
  • 2010-04-07 → 2016-04-01
    Investment Centers Of America, Inc.
    West Des Moines, IA
  • 2009-10-07 → 2010-04-09
    W Des Moines, IA
  • 2009-01-05 → 2009-03-12
    Dewaay Capital Management
    West Des Moines, IA
Other Businesses

Wealth Enhancement Advisory Services * Registered Investment Advisor * (Hybrid) Wealth Enhancement Advisory Services * INV REL * AT REPORTED BUSINESS LOCATION(S) * IAR * TIME SPENT 100%. No Business Name - Investment Related - At Reported Business Location(s) - Notary Public - Start Date: 05/02/2016 - 1 Hour Per Month/1 Hour During Securities Trading - Notary for state of Minnesota.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-23
S63 Uniform Securities Agent State Law Examination 2007-09-17
  • S66 Uniform Combined State Law Examination
    2008-12-23
  • S63 Uniform Securities Agent State Law Examination
    2007-09-17
Other Names
  • Andrea Ruth Sailer

View on SEC IAPD

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