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Chris M Iwamasa

Citigroup Global Markets Inc.

Huntington Beach, CA

Beverly Hills, CA

Huntington Beach, CA

Costa Mesa, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-15
  • CA RA
    APPROVED
    Since 2025-05-15

Branch Locations

Huntington Beach, CA • United States

Citi Private Bank 407 N. Maple Drive, Suite 150, Beverly Hills, CA 90210 • United States

Huntington Beach, CA • United States

Citi Private Bank 650 Town Center Drive, Suite 1550, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Irvine CA 05/2014 02/2021
Rockefeller Financial Llc Newport Beach CA 02/2021 04/2025
Citigroup Costa Mesa CA 04/2025 Present
  • 05/2014 → 02/2021
    Merrill Lynch, Pierce, Fenner & Smith
    Irvine, CA
  • 02/2021 → 04/2025
    Rockefeller Financial Llc
    Newport Beach, CA
  • 04/2025 → Present
    Citigroup
    Costa Mesa, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-09
S63 Uniform Securities Agent State Law Examination 2006-10-20
  • S66 Uniform Combined State Law Examination
    2015-03-09
  • S63 Uniform Securities Agent State Law Examination
    2006-10-20
Other Names
  • Chris Mei Lin
  • Chris M Lin
  • Chris M Iwamasa
  • Chris Iwamasa

View on SEC IAPD

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