Walter Raymond Hays

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 03/2022
  Lpl Financial, Llc
  Baton Rouge, LA
• 06/2017 → Present
  Hays And Breard Enterprises
  Baton Rouge, LA
• 10/2009 → Present
  Hays Breard Financial Group Llc
  Baton Rouge, LA
• 05/2009 → Present
  Hays Breard Financial Group
  Baton Rouge, LA
• 03/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  T A Breaux Investments
  Baton Rouge, LA

Previous Registrations

• 2009-07-31 → 2022-05-19
  Lpl Financial Llc
  Baton Rouge, LA
  Baton Rouge, LA
  San Diego, CA
• 2006-10-03 → 2009-08-03
  Ameriprise Financial Services, Llc
  Baton Rouge, LA

Other Businesses

1. NAME OF OTHER BUSINESS: HAYS AND BREARD ENTERPRISES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE SPACE RENTAL PROPERTY; START DATE: 06/2017; POSITION/TITLE/RELATIONSHIP: PARTNER/OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RENT OFFICE SPACE; 2. NAME OF OTHER BUSINESS: HAYS BREARD FINANCIAL GROUP LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS EXPENSES / LEASE PAYMENTS / OVERRIDES / PAY SALARIES TO STAFF; START DATE: 10/2009; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENTITY USED FOR BUSINESS EXPENSES, LEASE PAYMENTS, RECEIVING OVERRIDES AND PAYING SALARIES TO STAFF; 3. NAME OF OTHER BUSINESS: HAYS BREARD FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 05/2009; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER/PRINCIPAL/CFP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, PERFORM THE DUTIES OF A CERTIFIED FINANCIAL PLANNER; 4. NAME OF OTHER BUSINESS: T A BREAUX INVESTMENTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2000-06-19

Designations

• Certified Financial Planner