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21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
825 S Primrose Avenue Suite E, Monrovia, CA 91016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dwts, Llc | Studio City | CA | 11/2015 | 12/2018 |
| Cfsmb, Llc | Santa Monica | CA | 11/2011 | 05/2021 |
| Massmutual Life Insurance Company | Los Angeles | CA | 12/2018 | 10/2021 |
| Mml Investors Services, Llc | Los Angeles | CA | 01/2015 | 10/2021 |
| Syndicated Capital, Inc. | Monrovia | CA | 11/2021 | Present |
NAME: MICHAEL NGUYEN INV REL: Y ADD: 3682 SANUCCI CT LAS VEGAS NV 89141 NATURE: RENTAL INCOME POSITION: OWNER START DATE:06/2011 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 TFML FINANCIAL & INSURANCE SERVICES LLC; 825 S PRIMROSE AVENUE, SUITE E, MONROVIA, CA 91016; CEO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-26 |
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