Bradley T Golding

$3.84B regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-10-26
NJ	RA	APPROVED	2009-07-10

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	Buffalo	NY	06/2009	Present

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-19