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Brian Paul Griffith

Fisher\Smb

Vancouver, WA

Carrollton, TX

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Current Employers
Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-07-11
  • WA RA
    APPROVED
    Since 2024-07-11

Branch Locations

222 Ne Park Plaza Drive Suite 205, Vancouver, WA 98684 • United States

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Woodside CA 05/2011 07/2024
Fisher Retirement Solutions Llc Vancouver WA 07/2024 Present
  • 05/2011 → 07/2024
    Woodside, CA
  • 07/2024 → Present
    Fisher Retirement Solutions Llc
    Vancouver, WA
Previous Registrations
Other Businesses

| Name of the other business: PSYKHE HAIR EXTENSIONS | Investment-related? NO | Address of the other business: NOT YET ESTABLISHED | Nature of the other business: HAIR EXTENSION PROVIDER | Position, title, or relationship with the other business: BUSINESS PARTNER | Start date of your relationship: 01/29/18 | Approximate number of hours/month you devote to the other business: 11-20 | Number of hours you devote to the other business during securities trading hours: 0 | Duties relating to the other business: MANAGING BUSINESS FUTURE DIRECTION, CREATING PROTOCOLS FOR BUSINESS SALES, HELPING WITH MARKETING AND BUSINESS AGREEMENTS FOR PURCHASING THE PRODUCT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-01
S63 Uniform Securities Agent State Law Examination 2007-01-27
  • S65 Uniform Investment Adviser Law Examination
    2007-12-01
  • S63 Uniform Securities Agent State Law Examination
    2007-01-27

View on SEC IAPD

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