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Current Employers
Paradigm Investment Advisory, Llc

1140 Us 22 East Suite 105, Bridgewater, NJ 08807 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-01
  • NJ RA
    APPROVED
    Since 2025-08-01

Branch Locations

1 Mill Ridge Lane Suite 100B, Chester, NJ 07930 • United States

1140 Us 22 East Suite 105, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Westwood NJ 03/2008 02/2018
Lpl Financial Llc Fort Mill SC 02/2018 Present
Fortis Group Advisors, Llc Chester NJ 02/2018 04/2024
Paradigm Wealth Advisory Chester NJ 04/2024 07/2025
Paradigm Investment Advisory, Llc Chester NJ 07/2025 Present
Previous Registrations
Other Businesses

1. 10/12/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent. 2. 09/18/2025- Paradigm Investment Advisory, LLC - Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 09/10/2025- 200 Hours Per Month- 7 Hours During Trading-I provide investment advisory services through Paradigm Investment Advisory, LLC, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/15/2025- Paradigm Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/10/2025- 10 Hours Per Month- 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-05
  • S66 Uniform Combined State Law Examination
    2007-01-05

View on SEC IAPD

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