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Philine Weahdi Darwin-Kennedy

Tiaa-Cref Individual & Institutional Services, LLC

Glendale, CO

Denver, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-03-14
  • CO RA
    APPROVED
    Since 2022-03-14

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 05/2007 11/2020
Tiaa Denver CO 05/2007 11/2020
Gwfs Equities, Inc Denver CO 01/2021 02/2022
Advised Assets Group, Llc Denver CO 01/2021 02/2022
Tiaa Denver CO 03/2022 Present
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-26
S63 Uniform Securities Agent State Law Examination 2006-11-14
  • S65 Uniform Investment Adviser Law Examination
    2011-07-26
  • S63 Uniform Securities Agent State Law Examination
    2006-11-14
Other Names
  • Philine Darwin Kennedy
  • Philine Weahdi Darwin-Kennedy
  • Philine Weahdi Darwin Kennedy
  • Philine W Darwinkennedy

View on SEC IAPD

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