Brian Lamb

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-19
CA	RA	APPROVED	2012-10-01

TX RA
APPROVED_RES

Since 2021-11-19
CA RA
APPROVED

Since 2012-10-01

Branch Locations

5393 Almaden Expwy, San Jose, CA 95118 • United States

400 N Santa Cruz Avenue, Los Gatos, CA 95030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	San Jose	CA	06/2011	Present
J.P. Morgan Chase Bank	San Jose	CA	06/2011	Present

06/2011 → Present

J.P. Morgan Securities Llc

San Jose, CA
06/2011 → Present

J.P. Morgan Chase Bank

San Jose, CA

Previous Registrations

2010-12-21 → 2012-10-01

Chase Investment Services Corp.

San Jose, CA

San Jose, CA

San Jose, CA

San Jose, CA

Sunnyvale, CA

San Jose, CA

San Jose, CA
2007-12-11 → 2010-08-23

Td Ameritrade, Inc.

Campbell, CA

Cupertino, CA
2007-12-11 → 2010-08-23

Td Ameritrade Investment Management, Llc

Cupertino, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-07

S66 Uniform Combined State Law Examination

2007-12-07

Other Names

Brian R Lamb

View on SEC IAPD

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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