Maria Wood

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-08-01
TX	RA	APPROVED	2023-08-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Amazon	Hebron	KY	07/2016	09/2016
Transamerica Capital Inc	Denver	CO	11/2016	08/2017
Alps Fund Services, Inc	Denver	CO	08/2017	08/2018
Tiaa	Denver	CO	09/2018	04/2020
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	09/2018	04/2020
Unemployed	Denver	CO	10/2016	10/2016
Alps Portfolio Solutions Distributors, Inc.	Denver	CO	08/2017	08/2018
Robinhood Financial, Llc	Denver	CO	04/2020	03/2022
Titan Global Capital Management	New York City	NY	03/2022	12/2022
Sanctuary Securities, Inc.	Indianapolis	IN	12/2022	Present

07/2016 → 09/2016

Amazon

Hebron, KY
11/2016 → 08/2017

Transamerica Capital Inc

Denver, CO
08/2017 → 08/2018

Alps Fund Services, Inc

Denver, CO
09/2018 → 04/2020

Tiaa

Denver, CO
09/2018 → 04/2020

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
10/2016 → 10/2016

Unemployed

Denver, CO
08/2017 → 08/2018

Alps Portfolio Solutions Distributors, Inc.

Denver, CO
04/2020 → 03/2022

Robinhood Financial, Llc

Denver, CO
03/2022 → 12/2022

Titan Global Capital Management

New York City, NY
12/2022 → Present

Sanctuary Securities, Inc.

Indianapolis, IN

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-29
S63	Uniform Securities Agent State Law Examination	2016-12-29

Other Firms