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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-04 |
| NC | RA | APPROVED | 2018-09-10 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
1225 Us Hwy 70 W, Garner, NC 27529 • United States
1301 5Th Ave, Garner, NC 27529 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Capital Distributors, Llc | Raleigh | NC | 04/2015 | 01/2017 |
| Sterling Capital Management Llc | Raleigh | NC | 04/2015 | 01/2017 |
| Rudinos Sports Bar And Grill | Raleigh | NC | 08/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 03/2017 | 09/2018 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-21 |
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