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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-06-25
PA RA APPROVED 2010-12-07
  • NJ RA
    APPROVED
    Since 2015-06-25
  • PA RA
    APPROVED
    Since 2010-12-07

Branch Locations

Ivyland, PA • United States

115 E Maple Avenue 2Nd Floor, Langhorne, PA 19047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eba Consulting Moorestown NJ 09/2010 Present
Commonwealth Financial Network Waltham MA 12/2010 Present
Previous Registrations
  • 2008-07-28 → 2010-09-03
    Cetera Wealth Services, Llc
    King Of Prussia, PA
Other Businesses

1.FIXED INSURANCE - LIFE, DISABILITY AND ANNUITIES. 2.RENTAL PROPERTY; NOT INVESTMENT RELATED; NOT PERFORMED AT BRANCH DBA - DELAWARE VALLEY FINANCIAL GROUP, CONSHOHOCKEN, PA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-11
  • S66 Uniform Combined State Law Examination
    2008-07-11
Other Names
  • Jamie O'BRien
  • Jamie Lynn Obrien

View on SEC IAPD

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