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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
| CO | RA | APPROVED | 2026-01-02 |
| FL | RA | APPROVED | 2026-01-02 |
| MI | RA | APPROVED | 2026-01-02 |
| MN | RA | APPROVED | 2026-01-02 |
| OK | RA | APPROVED | 2026-01-02 |
| SC | RA | APPROVED | 2026-01-02 |
| GA | RA | APPROVED | 2025-07-01 |
| NC | RA | APPROVED | 2025-05-30 |
| OH | RA | APPROVED | 2025-03-31 |
| NY | RA | APPROVED | 2023-09-05 |
| VA | RA | APPROVED | 2023-06-06 |
| DE | RA | APPROVED | 2023-03-08 |
| AL | RA | APPROVED | 2022-08-03 |
| IA | RA | APPROVED | 2022-03-09 |
| IN | RA | APPROVED | 2020-02-06 |
| TX | RA | APPROVED_RES | 2015-11-04 |
| WA | RA | APPROVED | 2015-08-10 |
Branch Locations
735 Arlington Avenue N 207, Saint Petersburg, FL 33701 • United States
Palm Harbor, FL • United States
4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Co Of America | Tampa | FL | 01/2007 | 10/2017 |
| Park Ave Securities | Tampa | FL | 04/2007 | 10/2017 |
| Guardian Life Insurance | Tampa | FL | 05/2026 | Present |
| Park Avenue Securities | Tampa | FL | 05/2026 | Present |
| Guardian Life Insurance | Palm Harbor | FL | 05/2026 | Present |
| Park Avenue Securities | Palm Harbor | FL | 05/2026 | Present |
| Guardian Life Insurance | Clearwater | FL | 11/2017 | 05/2026 |
| Park Avenue Securities | Clearwater | FL | 11/2017 | 05/2026 |
| Guardian Life Insurance | Saint Petersburg | FL | 07/2026 | Present |
| Park Avenue Securities | Saint Petersburg | FL | 07/2026 | Present |
1) Blue Horizon Planning Partners-Guardian/PAS DBA, Start: 09/15/2017, Address: 2641 McCormick Drive Suite 102; Clearwater, FL 33759, 160 bus hrs per month, Investment related, 2) Compensation from Westshore Benefits-Health Insurance Referrals Commission Split, Start: 01/01/2010, Address: 4200 W. Cypress Street STE 700 Tampa, FL 33607, 0 total hours per month, Investment related, Less than 10% annual compensation, 3) Insurance Product other than those offered through Guardian & its subsidiaries, Start: 8/8/2025, Address: 2641 McCormick Drive, #102 Clearwater, FL 33759, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-13 |
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