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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
CO RA APPROVED 2026-01-02
FL RA APPROVED 2026-01-02
MI RA APPROVED 2026-01-02
MN RA APPROVED 2026-01-02
OK RA APPROVED 2026-01-02
SC RA APPROVED 2026-01-02
GA RA APPROVED 2025-07-01
NC RA APPROVED 2025-05-30
OH RA APPROVED 2025-03-31
NY RA APPROVED 2023-09-05
VA RA APPROVED 2023-06-06
DE RA APPROVED 2023-03-08
AL RA APPROVED 2022-08-03
IA RA APPROVED 2022-03-09
IN RA APPROVED 2020-02-06
TX RA APPROVED_RES 2015-11-04
WA RA APPROVED 2015-08-10
  • CA RA
    APPROVED
    Since 2026-01-02
  • CO RA
    APPROVED
    Since 2026-01-02
  • FL RA
    APPROVED
    Since 2026-01-02
  • MI RA
    APPROVED
    Since 2026-01-02
  • MN RA
    APPROVED
    Since 2026-01-02
  • OK RA
    APPROVED
    Since 2026-01-02
  • SC RA
    APPROVED
    Since 2026-01-02
  • GA RA
    APPROVED
    Since 2025-07-01
  • NC RA
    APPROVED
    Since 2025-05-30
  • OH RA
    APPROVED
    Since 2025-03-31
  • NY RA
    APPROVED
    Since 2023-09-05
  • VA RA
    APPROVED
    Since 2023-06-06
  • DE RA
    APPROVED
    Since 2023-03-08
  • AL RA
    APPROVED
    Since 2022-08-03
  • IA RA
    APPROVED
    Since 2022-03-09
  • IN RA
    APPROVED
    Since 2020-02-06
  • TX RA
    APPROVED_RES
    Since 2015-11-04
  • WA RA
    APPROVED
    Since 2015-08-10

Branch Locations

735 Arlington Avenue N 207, Saint Petersburg, FL 33701 • United States

Palm Harbor, FL • United States

4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Co Of America Tampa FL 01/2007 10/2017
Park Ave Securities Tampa FL 04/2007 10/2017
Guardian Life Insurance Tampa FL 05/2026 Present
Park Avenue Securities Tampa FL 05/2026 Present
Guardian Life Insurance Palm Harbor FL 05/2026 Present
Park Avenue Securities Palm Harbor FL 05/2026 Present
Guardian Life Insurance Clearwater FL 11/2017 05/2026
Park Avenue Securities Clearwater FL 11/2017 05/2026
Guardian Life Insurance Saint Petersburg FL 07/2026 Present
Park Avenue Securities Saint Petersburg FL 07/2026 Present
  • 01/2007 → 10/2017
    Guardian Life Ins Co Of America
    Tampa, FL
  • 04/2007 → 10/2017
    Park Ave Securities
    Tampa, FL
  • 05/2026 → Present
    Guardian Life Insurance
    Tampa, FL
  • 05/2026 → Present
    Park Avenue Securities
    Tampa, FL
  • 05/2026 → Present
    Guardian Life Insurance
    Palm Harbor, FL
  • 05/2026 → Present
    Park Avenue Securities
    Palm Harbor, FL
  • 11/2017 → 05/2026
    Guardian Life Insurance
    Clearwater, FL
  • 11/2017 → 05/2026
    Park Avenue Securities
    Clearwater, FL
  • 07/2026 → Present
    Guardian Life Insurance
    Saint Petersburg, FL
  • 07/2026 → Present
    Park Avenue Securities
    Saint Petersburg, FL
Other Businesses

1) Blue Horizon Planning Partners-Guardian/PAS DBA, Start: 09/15/2017, Address: 2641 McCormick Drive Suite 102; Clearwater, FL 33759, 160 bus hrs per month, Investment related, 2) Compensation from Westshore Benefits-Health Insurance Referrals Commission Split, Start: 01/01/2010, Address: 4200 W. Cypress Street STE 700 Tampa, FL 33607, 0 total hours per month, Investment related, Less than 10% annual compensation, 3) Insurance Product other than those offered through Guardian & its subsidiaries, Start: 8/8/2025, Address: 2641 McCormick Drive, #102 Clearwater, FL 33759, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-13
  • S66 Uniform Combined State Law Examination
    2015-01-13

View on SEC IAPD

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