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John Brooks Reece

Wealth Enhancement Advisory Services, LLC

Bedford, NY

Plymouth, MN

CRD 5229240

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-29
  • NY RA
    APPROVED
    Since 2024-10-29

Branch Locations

Bedford, NY • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments San Mateo CA 05/2014 08/2023
Williams Jones Wealth Management, Llc New York NY 09/2023 10/2024
Wealth Enhancement Advisory Services Bedford NY 10/2024 Present
Wealth Enhancement Group Bedford NY 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-28
  • S66 Uniform Combined State Law Examination
    2012-09-28
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • John Brooks Reece
  • Brooks Reece
  • John Brooks Reece

View on SEC IAPD

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