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Christine Le Raimond

Northstar Investment Advisory LLC

West Hollywood, CA

Denver, CO

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Current Employers
Northstar Investment Advisory Llc

8605 Santa Monica Blvd Pmb 65044, West Hollywood, CA 90069 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-08
  • CO RA
    APPROVED
    Since 2025-01-08

Branch Locations

8605 Santa Monica Blvd Pmb 65044, West Hollywood, CA 90069 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kayne Anderson Rudnick Investment Management, Llc San Francisco CA 09/2016 06/2021
Vp Distributors Llc Los Angeles CA 12/2016 06/2021
Compound Advisers, Inc. Denver CO 10/2022 09/2023
Northstar Investment Advisory Llc Denver CO 12/2024 Present
N/A Denver CO 07/2021 09/2022
N/A Denver CO 10/2023 11/2024
Previous Registrations
  • 2023-03-14 → 2023-09-13
    Compound Advisers, Inc.
    San Francisco, CA
    Denver, CO
  • 2016-12-01 → 2021-06-16
    Kayne Anderson Rudnick Investment Management, Llc
    San Francisco, CA
    Los Angeles, CA
  • 2015-03-18 → 2016-09-16
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-04-16
  • S63 Uniform Securities Agent State Law Examination
    2016-04-16
Designations
Other Names
  • Christine Luyen Le
  • Christine Luyen Raimond

View on SEC IAPD

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