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Antonio Rosales Smith

Ancorato

Boise, ID

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Current Employers
Ancorato

13965 W. Chinden Blvd #100, Boise, ID 83713 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-01-25
  • ID RA
    APPROVED
    Since 2024-01-25

Branch Locations

13965 W. Chinden Blvd #100, Boise, ID 83713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Haussman Financial/Securities America Inc Lake Forest CA 09/2012 09/2019
Darby Heidemann/ Northwestern Mutual Investment Services Llc Boise ID 09/2019 10/2020
Darby Heidemann/Northwestern Mutual Wealth Management Company Milwaukee WI 10/2019 10/2020
Ameriprise Financial Services, Llc Boise ID 10/2020 Present
  • 09/2012 → 09/2019
    Haussman Financial/Securities America Inc
    Lake Forest, CA
  • 09/2019 → 10/2020
    Darby Heidemann/ Northwestern Mutual Investment Services Llc
    Boise, ID
  • 10/2019 → 10/2020
    Darby Heidemann/Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2020 → Present
    Boise, ID
Previous Registrations
Other Businesses

Other Business Activities; Idaho Transport Dep Bicycle Pedestration Advisory Committee; It is the BPAC's responsibility assist in facilitating statewide coordination of the Idaho Transportation Department's Bicycle and Pedestrian Program.; Volunteer; Boise, ID 83707; Not Investment Related; January 2023; 1-9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-23
S63 Uniform Securities Agent State Law Examination 2019-11-06
  • S66 Uniform Combined State Law Examination
    2022-06-23
  • S63 Uniform Securities Agent State Law Examination
    2019-11-06
Designations
Other Names
  • Antonio Rosales Smith
  • Antonio R Smith
  • Antonio Smith

View on SEC IAPD

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