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Current Employers
Hilltop Securities Asset Management, Llc

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-15
  • TX RA
    APPROVED
    Since 2023-05-15

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-20
  • TX RA
    APPROVED
    Since 2019-05-20

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-20
  • TX RA
    APPROVED
    Since 2019-05-20

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc Dallas TX 09/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-19
S63 Uniform Securities Agent State Law Examination 2012-11-25
  • S66 Uniform Combined State Law Examination
    2019-05-19
  • S63 Uniform Securities Agent State Law Examination
    2012-11-25
Other Names
  • Dana Rashell Ogden

View on SEC IAPD

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