Mia M Nakagawa

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 11/2017
  National Planning Corporation
  Kailua Kona, HI
• 11/2017 → Present
  Securities America Inc
  Kailua Kona, HI
• 11/2007 → Present
  Securities America Advisors
  Kailua Kona, HI

Previous Registrations

• 2017-11-16 → 2024-05-09
  Securities America Advisors, Inc.
  Kailua Kona, HI
  Kailua Kona, HI
• 2015-02-11 → 2017-11-08
  National Planning Corporation
  Kailua-Kona, HI
• 2012-10-18 → 2014-07-02
  Equitable Advisors, Llc
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI

Other Businesses

1) 04/2024- ANDERSON WEALTH PLANNING / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent

Exams

• S66 Uniform Combined State Law Examination
  2012-10-17