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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-11 |
| TX | RA | APPROVED | 2025-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Way Of Central Carolinas | Charlotte | NC | 05/2015 | 09/2016 |
| Charlotte Helicopters | Waxhaw | NC | 04/2017 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 09/2016 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 09/2016 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 11/2025 | Present |
NAME OF BUSINESS: CHARLOTTE HELICOPTERS NON-INVESTMENT-RELATED ADDRESS: WAXHAW, NC NATURE OF BUSINESS: HELICOPTER RIDES POSITION: ADVERTISING/MARKETING START DATE: 04/2017 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MARKETING/ADVERTISING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-11 |
| S66 | Uniform Combined State Law Examination | 2015-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-23 |
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