Dana Conrad

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 11/2016
  Wells Fargo Advisors Llc
  Charlotte, NC
• 11/2016 → 11/2018
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 11/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Previous Registrations

• 2011-09-19 → 2020-12-10
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  St. Louis, MO
• 2009-10-23 → 2011-09-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 2008-04-01 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Charlotte, NC
• 2007-03-19 → 2007-06-29
  Ameriprise Financial Services, Llc
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2007-03-17

Other Names

• Dana Lynn Pfeuffer
• Dana Lynn Conrad