Douglas Joseph Greenberg

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → 01/2023
  Alphastar Capital Management
  Cornelius, NC
• 11/2023 → 08/2024
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 09/2023 → 11/2023
  Ameriprise
  Charlotte, NC
• 03/2023 → 09/2023
  Unemployed
  Charlotte, NC
• 10/2019 → 03/2023
  Wells Fargo & Company
  Charlotte, NC
• 01/2019 → 11/2019
  Lm Restaurant's Dba Carolina Ale House
  Charlotte, NC
• 05/2017 → 10/2019
  Talentbridge
  Fort Mill, SC
• 12/2016 → 04/2017
  Red Ventures Llc
  Charlotte, NC
• 01/2016 → 12/2016
  Unemployed
  Charlotte, NC
• 06/2025 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 09/2024 → 05/2025
  Unemployed
  Charlotte, NC
• 06/2025 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 08/2025 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2008-06-05 → 2009-08-12
  Emmett A Larkin Company, Inc.
  Fort Lauderdale, FL

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2025-08-07
• S63 Uniform Securities Agent State Law Examination
  2024-02-02
• S65 Uniform Investment Adviser Law Examination
  2008-01-29

Other Names

• Doug J Greenberg
• Doug Greenberg
• Douglas J Greenberg
• Douglas Greenberg