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John Martin Rizzo

Ubs Financial Services Inc.

Weehawken, NJ

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-05-06
NJ RA APPROVED 2010-04-07
  • NC RA
    APPROVED
    Since 2011-05-06
  • NJ RA
    APPROVED
    Since 2010-04-07

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usb Financial Services Weehawken NJ 09/2006 Present
  • 09/2006 → Present
    Usb Financial Services
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-06
  • S66 Uniform Combined State Law Examination
    2010-04-06
Other Names
  • John Rizzo

View on SEC IAPD

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