Rohan Hiten Mehta

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-09-29

TX RA
APPROVED_RES

Since 2014-09-29

Branch Locations

Natick, MA • United States

Marlborough, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Marlborough	MA	02/2014	03/2020
Ameriprise Financial Services, Llc	Marlborough	MA	03/2020	Present

02/2014 → 03/2020

Ameriprise Financial Services, Inc.

Marlborough, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Marlborough, MA

Other Businesses

Business Ownership; DPT Management Corp.; Owner; Managing the practice income and expenses as recommended by accountant.; 11 Sassamon Road, , Natick, MA, 01760; Not Investment-Related; 01/01/2019; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-09-12

S63 Uniform Securities Agent State Law Examination

2008-09-12

Other Names

Rohan Mehta

View on SEC IAPD