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Roderick Fox

Wells Fargo Clearing Services, LLC

Palo Alto, CA

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-08
  • CA RA
    APPROVED
    Since 2024-10-08

Branch Locations

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Roseville CA 03/2010 02/2023
Wells Fargo Advisors Llc Mountain View CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Mountain View CA 11/2016 02/2023
Jpmorgan Chase Bank Na Palo Alto CA 02/2023 08/2024
Jpmorgan Securities Llc Palo Alto CA 02/2023 08/2024
Wells Fargo Clearing Services Palo Alto CA 08/2024 Present
Wells Fargo Bank Palo Alto CA 08/2024 Present
  • 03/2010 → 02/2023
    Wells Fargo Bank, N.A.
    Roseville, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Mountain View, CA
  • 11/2016 → 02/2023
    Wells Fargo Clearing Services, Llc
    Mountain View, CA
  • 02/2023 → 08/2024
    Jpmorgan Chase Bank Na
    Palo Alto, CA
  • 02/2023 → 08/2024
    Jpmorgan Securities Llc
    Palo Alto, CA
  • 08/2024 → Present
    Wells Fargo Clearing Services
    Palo Alto, CA
  • 08/2024 → Present
    Wells Fargo Bank
    Palo Alto, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-31
S63 Uniform Securities Agent State Law Examination 2007-01-09
  • S65 Uniform Investment Adviser Law Examination
    2013-12-31
  • S63 Uniform Securities Agent State Law Examination
    2007-01-09
Other Names
  • Roderick Elihue Gonzalez
  • Roderick Elihue Fox
  • Rod Fox

View on SEC IAPD

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