Joshua William Beams

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-01-08

NC RA
APPROVED

Since 2019-01-08

Branch Locations

Cave Creek, AZ • United States

300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Raleigh	NC	10/2014	Present
Charles Schwab Bank Ssb	Raleigh	NC	10/2014	08/2022

10/2014 → Present

Charles Schwab & Co., Inc.

Raleigh, NC
10/2014 → 08/2022

Charles Schwab Bank Ssb

Raleigh, NC

Previous Registrations

2009-12-21 → 2014-09-17

Usaa Financial Planning Services

Phoenix, AZ

Tampa, FL
2007-09-04 → 2009-12-04

Equitable Advisors, Llc

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-08

S66 Uniform Combined State Law Examination

2006-12-08

View on SEC IAPD