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Justin Plante

Fisher Investments

Charlotte, NC

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-22
NC RA APPROVED 2026-04-21
  • TX RA
    APPROVED_RES
    Since 2026-04-22
  • NC RA
    APPROVED
    Since 2026-04-21

Branch Locations

Charlotte, NC • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securites Llc Chicago IL 05/2016 05/2019
Hennion & Walsh, Inc. Parsippany NJ 06/2019 04/2026
Fisher Investments Charlotte NC 04/2026 Present
  • 05/2016 → 05/2019
    Nuveen Securites Llc
    Chicago, IL
  • 06/2019 → 04/2026
    Hennion & Walsh, Inc.
    Parsippany, NJ
  • 04/2026 → Present
    Fisher Investments
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-27
S63 Uniform Securities Agent State Law Examination 2007-03-16
  • S65 Uniform Investment Adviser Law Examination
    2016-06-27
  • S63 Uniform Securities Agent State Law Examination
    2007-03-16
Other Names
  • Justin Tyler Plante

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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ARKADIOS WEALTH ADVISORS · Charlotte, NC
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