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Elle Wong

Ubs Financial Services Inc.

Bethesda, MD

Gaithersburg, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2007-12-18
  • MD RA
    APPROVED
    Since 2007-12-18

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

Gaithersburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bethesda MD 11/2013 Present
Previous Registrations
  • 2007-06-12 → 2007-11-21
    Banc Of America Investment Services, Inc.
    Rockville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-11
  • S66 Uniform Combined State Law Examination
    2007-06-11
Other Names
  • Elliot Wong

View on SEC IAPD

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