Mitzi Nicole Swaffar

Current Employers

Midwest Financial Group Llc

7400 W 130Th Street, Suite 100, Overland Park, KS 66213 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2019-12-04

KS RA
APPROVED

Since 2019-12-04

Branch Locations

7400 W 130Th Street, Suite 100, Overland Park, KS 66213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Client One Securities, Llc	Leawood	KS	08/2011	12/2019
Midwest Financial Group Llc	Overland Park	KS	11/2019	Present

08/2011 → 12/2019

Client One Securities, Llc

Leawood, KS
11/2019 → Present

Midwest Financial Group Llc

Overland Park, KS

Previous Registrations

2011-08-03 → 2019-12-05

Creativeone Securities, Llc

Overland Park, KS

Overland Park, KS

Overland Park, KS
2007-02-16 → 2011-08-03

Investment Advisors Corp

Leawood, KS

West Des Moines, IA

Other Businesses

1). MS FINANCIAL RESOURCES, OWNER/PRESIDENT-SALES OF FIXED AND LIFE INSURANCE LONG TERM CARE INSURANCE 2). Associates Financial Group; Associate; 401k sales and service; no ownership; 5-7 hours/month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-16

S66 Uniform Combined State Law Examination

2007-01-16

Designations

View on SEC IAPD

Current Employers

Midwest Financial Group Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews