Mitzi Nicole Swaffar

Employer firm

Midwest Financial Group LLC CRD 175288

$566M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 12/2019
  Client One Securities, Llc
  Leawood, KS
• 11/2019 → Present
  Midwest Financial Group Llc
  Overland Park, KS

Previous Registrations

• 2011-08-03 → 2019-12-05
  Creativeone Securities, Llc
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS
• 2007-02-16 → 2011-08-03
  Investment Advisors Corp
  Leawood, KS
  West Des Moines, IA

Other Businesses

1). MS FINANCIAL RESOURCES, OWNER/PRESIDENT-SALES OF FIXED AND LIFE INSURANCE LONG TERM CARE INSURANCE 2). Associates Financial Group; Associate; 401k sales and service; no ownership; 5-7 hours/month

Exams

• S66 Uniform Combined State Law Examination
  2007-01-16

Designations

• Certified Financial Planner