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Adam Michael Evans

Charles Schwab & Co., Inc.

Omaha, NE

Leawood, KS

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2013-10-02
  • NE RA
    APPROVED
    Since 2013-10-02

Branch Locations

16811 Burke Street Suite 101, Omaha, NE 68118 • United States

13501 Nall Avenue, Leawood, KS 66224-8902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Omaha NE 09/2013 Present
Charles Schwab Bank, Ssb Omaha NE 09/2013 Present
Td Ameritrade Inc. Omaha NE 04/2023 06/2024
  • 09/2013 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 09/2013 → Present
    Charles Schwab Bank, Ssb
    Omaha, NE
  • 04/2023 → 06/2024
    Td Ameritrade Inc.
    Omaha, NE
Previous Registrations
  • 2008-10-31 → 2013-09-16
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2008-10-31 → 2013-09-16
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Other Businesses

1) Rental Properties|Investment Related: No|1118 Shawnee Road, Papillion, NE, 68046, USA|Real Estate (Non-Agent/Broker)|Owner|7/31/2013|Less than 20 hour/month - 0 during trading hours|Own, maintain and manage rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-27
S63 Uniform Securities Agent State Law Examination 2007-06-27
  • S66 Uniform Combined State Law Examination
    2008-10-27
  • S63 Uniform Securities Agent State Law Examination
    2007-06-27

View on SEC IAPD

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