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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-29
TX RA APPROVED_RES 2024-08-09
KY RA APPROVED 2019-10-18
  • NY RA
    APPROVED
    Since 2025-04-29
  • TX RA
    APPROVED_RES
    Since 2024-08-09
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

594 5Th St Apt 1, Brooklyn, NY 11215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliards, W.L. Lyons, Llc Louisville KY 09/2006 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
Previous Registrations
  • 2013-03-04 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
Other Businesses

Name/Address: The River Valley Club Start Date: 1/28/24 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-23
  • S66 Uniform Combined State Law Examination
    2013-02-23

View on SEC IAPD

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