S. Mclean Jones

Current Employers

Employment History

• 12/2015 → 11/2018
  Signator Investors, Inc.
  Lake Stevens, WA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Lake Stevens, WA

Previous Registrations

• 2015-12-28 → 2018-11-02
  Signator Investors, Inc.
  Lake Stevens, WA
  Bellevue, WA
  Lafayette, CA
• 2012-10-16 → 2016-01-07
  Signator Financial Services, Inc.
  Bellevue, WA
  Lake Stevens, WA
  Boston, MA
• 2006-12-14 → 2012-10-23
  Edward Jones
  St Louis, MO
  Everett, WA
  Lynnwood, WA
  Mill Creek, WA
  Bellingham, WA

Other Businesses

1. DUART WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Duart Wealth Management, LLC is just a DBA name for my financial advisor services. This is for my tax purposes and I do not create any additional billing through this business. All advisory income still flows through Royal Alliance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/15/2012 ADDRESS: 1703 9th Ave SE, Jamestown ND 58401, United States DESCRIPTION: Financial Advisory services with clients, who all have managed accounts with a third party money manager. 2. AUTHOR POSITION: Author NATURE: I wrote and published a book. While it is primarily for family members, since I used the Amazon tools to produce it, the book is available for sale with a very small proceed coming my way IF anyone else buys the book.. Here's the link. https://www.amazon.com/dp/B08P87F9HW/ref=sr_1_1?keywords=dad%27s+devos+mclean&qid=1606941984&sr=8-1 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2020 ADDRESS: 1703 9th Ave SE, Jamestown ND 58401, United States DESCRIPTION: Already wrote the book. So really no other activities at this point. 3. MCLEAN JONES - AUTHOR POSITION: Author NATURE: Completing the writing, editing and publishing of a Christian based book on marriage."Know Your Enemy: Spiritual Warfare in Marriage" INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2023 ADDRESS: 2301 NE 79th Pl, Kansas City MO 64118, United States DESCRIPTION: I am nearing completion of a book I have been writing about marriage. I intend to publish the book in the next 12 months (by early 2024 at the latest). This book has nothing to do with investments or my securities license... it is a faith based book on marriage. As a published author, I may have future speaking engagements about the topic of marriage... or conduct classes about marriage. Non of these activities will be promoted in conjunction with my business nor will these activities interfere with my ability to serve my clients. 4. LOUISIANA BAPTIST UNIVERSITY POSITION: Director of Operations NATURE: It is a Christian University setup as a corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 08/25/2025 ADDRESS: 6301 Westport Ave, Shreveport LA 71129, United States DESCRIPTION: Although about 50% of the below duties will happen during market hours, I'm rarely away from the market or my clients due to the following reasons. All 3 households I still service are in managed money accounts. One with AssetMark and the other two with CNR. All three of my clients have my cell phone and call me when things are needed between scheduled meetings. My new role is remote about 75% of the time. I work out of my home office for most of the standard market hours. About 1-2 times a year I'll have international travel that will take me off line... but most of that other 25% when I work out of the Shreveport, LA office, I'm still fully connected and aware of the market. In this new role, I will oversee these operations for the university. HR IT Marketing Student acquisition Facility operations 5. GLOBE LIFE FAMILY HERITAGE POSITION: Agent NATURE: I would be a 1099 agent for an Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 07/13/2026 ADDRESS: 2301 NE 79th Pl, Kansas City MO 64118, United States DESCRIPTION: I will represent Globe Life:Family Heritage Division, working through the Rogers Agency. I will present and write volunteer benefit policies like Accident, Cancer, Heart Attack/Stoke, Hospital Indemnity. I will NOT present this to my current clients with Osaic. I will remain available and in touch with my clients all business hours as usual.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-22

Other Names

• Mclean Jones
• Scott Mclean Jones