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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2012-05-29
  • ME RA
    APPROVED
    Since 2012-05-29

Branch Locations

320 Water Street 1St Floor, Augusta, ME 04338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Augusta ME 06/2009 Present
Raymond James Financial Services Advisors Inc. Augusta ME 05/2012 Present
Thomas M Hastings Llc Augusta ME 05/2007 09/2019
Other Businesses

(1)Name of Business: Danielle Valleau LLC Address: 320 Water St Floor: 1, Augusta, ME, 04330, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/08/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is my self-employment business for my business with Raymond James Financial Services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-16
  • S66 Uniform Combined State Law Examination
    2010-06-16
Other Names
  • Danielle Angelique Crawford
  • Danielle Valleau

View on SEC IAPD

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