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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-02-24 |
| FL | RA | APPROVED | 2019-02-12 |
| TX | RA | APPROVED | 2019-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tampa | FL | 11/2014 | Present |
| Independent Financial Partners | Tampa | FL | 02/2017 | 01/2019 |
1. 11/10/2014 - CAGLE AND HERSHMAN PROPERTIES LLC - Investment Related - TAMPA, FL - REAL ESTATE RENTAL - Time Spent 1%. 2. 11/24/2014 - HERSHMAN WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 11/27/2014 - 200 Hours Per Month/104 During Securities Trading. 3. 02/02/2026 - Teach Tappy AI tutor - Business Owner - consultant/INVESTOR - Investment Related - At Reported Business Location(s) - Start Date 01/02/2026 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-08 |
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