Edward John Roche

Employer firm

Freedom Mountain Investments CRD 141745

$11.5M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Freedom Mountain Investments

Paoli, PA • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2007-01-03

PA RA
APPROVED

Since 2007-01-03

Branch Locations

Paoli, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Freedom Mountain Investments	Paoli	PA	08/2006	Present

08/2006 → Present

Freedom Mountain Investments

Paoli, PA

Other Businesses

Edward Roche may be engaged from time to time in other consulting activities largely for the Pharmaceutical business area. These consulting activities are totally outside the scope of Freedom Mountain Investment business and take up less than ten percent of Dr. Roche's time. These activities are not investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-07

S65 Uniform Investment Adviser Law Examination

2006-12-07

View on SEC IAPD