Brenda S Dozier

Current Employers

Employment History

• 11/2013 → Present
  Questar Capital Corporation
  Minneapolis, MN
• 11/2013 → Present
  Questar Asset Management
  Minneapolis, MN
• 01/2019 → 09/2019
  Summit Brokerage Services Inc
  Boca Raton, FL
• 01/2019 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-01-14 → 2021-05-20
  Summit Financial Group Inc
  Sandy Springs, GA
• 2013-11-08 → 2019-01-10
  Questar Asset Management, Inc.
  Minneapolis, MN
  Auburn, AL
  Atlanta, GA
  Sandy Springs, GA
• 2010-03-01 → 2013-11-08
  Bancorpsouth Investment Services, Inc.
  Miramar Beach, FL
  Santa Rosa Beach, FL
  Auburn, AL
• 2008-09-30 → 2010-02-18
  First Legacy Securities, Llc
  Auburn, AL
  Montgomery, AL
• 2008-04-17 → 2008-09-26
  Sunset Financial Services, Inc.
  Auburn, AL
  Montgomery, AL

Other Businesses

(1) RETIREMENT PLANNING; INVESTMENT RELATED; SAME ADDRESS OF THE REGISTERED BRANCH; TEACH RETIREMENT CLASSES IN DECATUR, GA, SAND SPRINGS, GA, AND ATLANTA, GA; INSTRUCTOR; 01/01/2013; APPX 5 HOURS/MONTH; APPX 0 HOURS/MONTH DURING TRADING; TEACH CLASSES TO COMMUNITY MEMBERS ABOUT RETIREMENT PLANNING. I TEACH AT EMORY UNIVERSITY FOR OLLI, OGLETHORPE-CONTINUING EDUCATION DEPARTMENT, DECATUR AND SANDY SPRINGS RETIREMENT PLANNING TODAY PROGRAM VIA FMT SOLUTIONS (2)NAME OF OTHER BUSINESS: MONEYWISE DIVORCE INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA/DIVORCE PLANNING POSITION/TITLE/RELATIONSHIP: CERTIFIED DIVORCE FINANCIAL ANALYST START DATE: 06/2016 APX NUMBER OF HOURS PER WEEK: 1-2 APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 BRIEF DESCRIPTION OF DUTIES: I HELP DIVORCING INDIVIDUALS AND COUPLES MAKE SURE THEY WORK WITH ATTORNEYS AND MEDIATORS TO GET EQUITABLE DIVORCES NOW AND FOR THEIR POST-DIVORCE LIVES (3) BOOK ROYALTIES; NOT INVESTMENT RELATED; 4561 OLDE PERIMETER WAY APT 506 ATLANTA, GA 30346; RECEIVE SMALL ROYALTY CHECK ONCE A YEAR FROM SALE OF SELF-PUBLISHED BOOKS; AUTHOR; 01/01/2004; APPX 0 HOURS/MONTH; APPX 0 HOURS/MONTH DURING TRADING; SELF PUBLISHED ONE BOOK FOR COUNSELORS TO HELP DIVORCING PARENTS ONE BOOK PUBLISHED ADJUST OT THE DIVORCE THESE BOOKS ARE ON AMAZON AND BARNES AND NOBLE ONLINE WEBSITES AND I RECEIVE A SMALL ROYALTY CHECK ONCE A YEAR (4) MONEYWISE RETIREMENT; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; DBA NAME FOR RETIREMENT PLANNING; PRESIDENT/RICP; 03/01/2018; APPX 50 HOURS/MONTH; APPX 8 HOURS/MONTH DURING TRADING; TEACH RETIREMENT PLANNING, DEVELOP PLANS FOR PROSPECTIVE CLIENTS AND MANAGE VIA THIRD PARTY MONEY MANAGER AND BROKERAGE SERVICES ASSETS AND MONITOR PLAN (5) NAME OF OTHER BUSINESS: MORTGAGE STRATEGIES ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MORTGAGE SERVICES ; START DATE: 09/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: : PROVIDE PROPER MORTGAGE UNCOVERED DURING FINANCIAL PLANS ; (6) NAME OF OTHER BUSINESS: HOME AND AUTO INSURANCE PLANS ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: P&C INSURANCE ; START DATE: 09/2019 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE PROPER INSURANCE COVERAGE UNCOVERED DURING FINANCIAL PLANS ; (7) NAME OF OTHER BUSINESS: DRBRENDADOZIERLLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BUSINESS FOR MEETING PAYROLL EXPENSE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-04-14
• S63 Uniform Securities Agent State Law Examination
  2007-09-29

Designations

Other Names

• Brenda S Hinkle
• Brenda Sue Dozier
• Brenda S Gonzalez