Craig Stephen Freeman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → Present
  Lpl Financial Llc
  Tecumseh, KS
• 04/2015 → 09/2018
  Independent Financial Partners
  Tecumseh, KS
• 09/2018 → Present
  Independent Advisor Alliance, Llc
  Tecumseh, KS

Previous Registrations

• 2015-04-02 → 2018-09-17
  Independent Financial Partners
  Tecumseh, KS
• 2006-12-14 → 2015-04-07
  Edward Jones
  St Louis, MO
  Topeka, KS
  Topeka, KS

Other Businesses

1. 04/02/2015 - FREEMAN FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 100%. 2. 9/27/2018 - Independent Advsior Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/14/2018 - 80 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 9/27/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-22

Other Names

• Craig Stephen Freeman