Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-24
IL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2024-01-24
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services Charlotte NC 12/2014 03/2017
Massachusetts Mutual Life Insurance Company Chicago IL 03/2017 Present
Mml Investors Services, Llc Chicago IL 03/2017 Present
  • 12/2014 → 03/2017
    Msi Financial Services
    Charlotte, NC
  • 03/2017 → Present
    Massachusetts Mutual Life Insurance Company
    Chicago, IL
  • 03/2017 → Present
    Chicago, IL
Previous Registrations
  • 2017-02-09 → 2017-03-25
    Msi Financial Services, Inc.
    Chicago, IL
  • 2015-04-24 → 2016-12-13
    Msi Financial Services, Inc.
    Chicago, IL
    Chicago, IL
    Charlotte, NC
  • 2009-10-05 → 2013-10-18
    Orland Park, IL
    Phoenix, AZ
  • 2008-01-15 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Orland Park, IL
Other Businesses

NAME: William Tsoulos INV REL: Y ADD: 30 S Wacker Drive, Suite 2700, Chicago, IL 60606 NATURE: Ind Life/Health, Group Life/Health POSITION: Sales START DATE: 11/27/2018 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2) NAME: William Tsoulos LLC INV REL: Y ADD: 30 S Wacker Drive Suite 2700, Chicago IL 60606 NATURE: Owner of LLC for Pass Through Compensation POSITION: Owner START DATE: 2/17/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-14
  • S66 Uniform Combined State Law Examination
    2008-01-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor