Barton Douglas Wagstaff

Employer firm

Capita Financial Network, LLC CRD 290558

$2.32B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Capita Financial Network, Llc

14658 S. Bangerter Pkwy Ste 300, Draper, UT 84020 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2018-04-10

UT RA
APPROVED

Since 2018-04-10

Branch Locations

14658 S. Bangerter Pkwy Ste 300, Draper, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Salt Lake City	UT	07/2012	04/2018
Capita Financial Network	Sandy	UT	04/2018	Present

07/2012 → 04/2018

Fidelity Investments

Salt Lake City, UT
04/2018 → Present

Capita Financial Network

Sandy, UT

Previous Registrations

2012-09-18 → 2018-04-16

Strategic Advisers Llc

Salt Lake City, UT

Other Businesses

11/01/2011- present; Residential Rentals, non investment related, Property Maintenance; less than 1 hour per month; 0 hours per month during securities trading hours. 03/2021- present; M3 Wealth LLC, Sandy, Utah, personal holdings entity, less than 1 hour per month; 0 hours per month during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-14

S66 Uniform Combined State Law Examination

2012-09-14

Designations

Certified Financial Planner

Other Names

Barton Douglas Wagstaff
Barton D Wagstaff
Bart Wagstaff

View on SEC IAPD