Ceasar Thomas Garvida

Current Employers

Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-10-21

CA RA
APPROVED

Since 2020-10-21

Branch Locations

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Los Angeles	CA	10/2015	10/2018
Morgan Stanley Private Bank, National Association	New York	NY	02/2016	10/2018
Prepared Capital	Los Angeles	CA	10/2018	10/2020
Steel Peak Wealth Management	Woodland Hills	CA	10/2020	Present

10/2015 → 10/2018

Morgan Stanley Smith Barney Llc

Los Angeles, CA
02/2016 → 10/2018

Morgan Stanley Private Bank, National Association

New York, NY
10/2018 → 10/2020

Prepared Capital

Los Angeles, CA
10/2020 → Present

Steel Peak Wealth Management

Woodland Hills, CA

Previous Registrations

2018-10-26 → 2020-10-14

Prepared Capital

Los Angeles, CA
2015-12-22 → 2018-10-02

Morgan Stanley

Los Angeles, CA
2012-10-02 → 2013-10-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Hollywood, CA

New York, NY
2009-06-01 → 2012-05-29

Morgan Stanley

Los Angeles, CA

Los Angeles, CA
2008-10-14 → 2009-06-01

Citigroup Global Markets Inc.

Los Angeles, CA

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-22

S66 Uniform Combined State Law Examination

2015-12-22

Designations

Other Names

Ceasar Thomas Garvida
Ceasar Thomas Garvida
Ceasar T Garvida

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