Ceasar Thomas Garvida

Employer firm

Steelpeak Wealth, LLC CRD 165168

$4.15B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 10/2018
  Morgan Stanley Smith Barney Llc
  Los Angeles, CA
• 02/2016 → 10/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2018 → 10/2020
  Prepared Capital
  Los Angeles, CA
• 10/2020 → Present
  Steel Peak Wealth Management
  Woodland Hills, CA

Previous Registrations

• 2018-10-26 → 2020-10-14
  Prepared Capital
  Los Angeles, CA
• 2015-12-22 → 2018-10-02
  Morgan Stanley
  Los Angeles, CA
• 2012-10-02 → 2013-10-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  North Hollywood, CA
  New York, NY
• 2009-06-01 → 2012-05-29
  Morgan Stanley
  Los Angeles, CA
  Los Angeles, CA
• 2008-10-14 → 2009-06-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2015-12-22

Designations

• Certified Financial Planner

Other Names

• Ceasar Thomas Garvida
• Ceasar Thomas Garvida
• Ceasar T Garvida