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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-09
  • TX RA
    APPROVED
    Since 2013-10-09

Branch Locations

15851 Dallas Parkway Ste 1230, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chris Collins Addison TX 09/2013 Present
Northwestern Mutual Investment Services, Llc Addison TX 09/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2013 Present
Previous Registrations
Other Businesses

1. 100% OWNER, 3313 25TH STREET, 3313 25TH STREET, LUBBOCK, , TEXAS, 79410, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 02/03/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-19
S63 Uniform Securities Agent State Law Examination 2006-12-22
  • S65 Uniform Investment Adviser Law Examination
    2007-01-19
  • S63 Uniform Securities Agent State Law Examination
    2006-12-22
Other Names
  • Joel Holts

View on SEC IAPD

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