Christopher Michael Wagner

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2011-12-15
TX	RA	APPROVED	2011-12-05

NC RA
APPROVED

Since 2011-12-15
TX RA
APPROVED

Since 2011-12-05

Branch Locations

100 North Main Street Suite 2500, Winston-Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Winston-Salem	NC	12/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

12/2011 → Present

Morgan Stanley Smith Barney

Winston-Salem, NC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2011-04-20 → 2011-12-06

Wells Fargo Clearing Services, Llc

Scottsdale, AZ
2007-01-10 → 2011-04-28

Rbc Capital Markets, Llc

Phoenix, AZ

Other Businesses

1.*312967 - Piedmont Land Conservancy; Investment related - No; GREENSBORO, North Carolina; Non-Profit; Finance Committee, Board Member (proprietor, partner, officer, director, employee, trustee, agent); 05/2017; During business hours: 1; After business hours: 1; Accounting/Bookkeeping 2. Greensboro Childrens Museum; Not Investment related; Science/Education for Children; Finance Committee Member (proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; During business hours: 1; After business hours: 1; overseeing the budget and general operations for the organization.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-22

S66 Uniform Combined State Law Examination

2006-11-22

Other Names

Chris Wagner

View on SEC IAPD