Steven Robert Otis Mahoney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 03/2019
  Foresters Financial
  Beaverton, OR
• 03/2019 → Present
  Lpl Financial Llc
  Kansas City, MO

Other Businesses

103/25/2019 - Firenze Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2019

Exams

• S66 Uniform Combined State Law Examination
  2025-03-07
• S63 Uniform Securities Agent State Law Examination
  2006-10-23