Grant E Hess

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2008-03-24

NJ RA
APPROVED

Since 2008-03-24

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1600 American Blvd, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Plainsboro	NJ	10/2006	Present

10/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plainsboro, NJ

Other Businesses

I*1006259 For profit or not for profit: Entity Charitable Name of outside business organization: AHEPA Service Dogs for Warriors Investment related: N Address of business: Bayville, New Jersey, 08721 Nature of business: ["Charitable Organization"] Position, title, association: ["Treasurer"], Start date of relationship: 10/1/2022 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Provides service dogs to veterans suffering from PTSD. The organization would like me to be Treasurer.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-17

S66 Uniform Combined State Law Examination

2008-03-17

Other Names

Grant Ephraim Hess Iv
Grant Ephraim Hess

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