Frank Dellarossa

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-01-12
NJ	RA	APPROVED	2015-02-13

TX RA
APPROVED

Since 2016-01-12
NJ RA
APPROVED

Since 2015-02-13

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	02/2015	Present

02/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Previous Registrations

2008-06-13 → 2014-11-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington

New York, NY

Pennington, NJ

New York, NY

Pennington, NJ

Philadelphia, PA

New York, NY

Other Businesses

I*8552For profit or not for profit: Name of outside business organization: 15 E 2nd Street Florence NJInvestment related: Address of business:Florence, New Jersey 08518Nature of business: ,Position, title, association: , Start date of relationship: 8/8/2019Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties :I*, 2113272 Entity Type: Name of OBA: Rental Property 1 Address: Chesterfield, NJ 08515 Investment Related: No Position, Title, Association: Sole ownerEmployee Start Date: 12/02/2024No Hours: 2hrs per month No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-11

S66 Uniform Combined State Law Examination

2008-06-11

Other Names

Frank Dellarossa
Frank Della Rossa

View on SEC IAPD