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Curtis J Gray

Charles Schwab & Co., Inc.

Cottonwood Heights, UT

CRD 5225519

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-01-28
  • UT RA
    APPROVED
    Since 2020-01-28

Branch Locations

6550 South Big Cottonwood Canyon Rd, Cottonwood Heights, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Salt Lake City UT 08/2015 Present
Charles Schwab Bank Salt Lake City UT 08/2015 Present
Previous Registrations
  • 2009-11-10 → 2011-11-09
    American Century Advisory Services, Inc.
    Kansas City, MO
  • 2006-11-14 → 2008-06-04
    First Command Brokerage Services, Inc.
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-13
S63 Uniform Securities Agent State Law Examination 2006-10-18
  • S65 Uniform Investment Adviser Law Examination
    2006-11-13
  • S63 Uniform Securities Agent State Law Examination
    2006-10-18
Designations
  • Certified Financial Planner
Other Names
  • Curt Gray
  • Curt J Gray
  • Curtis J Gray
  • Curtis John Gray

View on SEC IAPD

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