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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-05 |
| NC | RA | APPROVED | 2019-10-15 |
| GA | RA | APPROVED | 2019-01-16 |
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
201 East Mcbee Avenue 1St Floor, Greenville, SC 29601 • United States
1320 Main Street Suite 800, Columbia, SC 29201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Columbia | SC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-20 |
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