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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-05-24 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 10/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2014 | 04/2022 |
| Ally Invest Securities Llc | Charlotte | NC | 04/2022 | Present |
| Ally Invest Advisors | Charlotte | NC | 05/2022 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Manager - Digital Product. Dually licensed. 04/25/2022. 0-20hrs/month. Product Manager for Invest Self-directed, responsibilities include product discovery and helping usher products and enhancement through to execution - with client experience & value in mind.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-27 |
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