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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-13
FL RA APPROVED 2000-03-07
  • TX RA
    APPROVED_RES
    Since 2012-04-13
  • FL RA
    APPROVED
    Since 2000-03-07

Branch Locations

9350 S Dixie Hwy Ste 1410, Miami, FL 33156-2944 • United States

Palmetto Bay, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 09/2005 03/2020
Ameriprise Financial Service, Llc Miami FL 12/1999 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Miami, FL
  • 12/1999 → Present
    Ameriprise Financial Service, Llc
    Miami, FL
Other Businesses

Business Ownership; RDO & Associates; Co-owner; I will be opening an LLC to sign a lease and run some operating expenses through related to my Ameriprise practice; 9350 South Dixie Highway, Ste 1410, Miami, FL, 33156; Not Investment-Related; 02/20/2017; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Accelerators LLC; Active Member of Networking Organization that would allow us to sign leases and open a checking account; 3211 ponce de leon blvd, m2, , coral gables, FL, 33134; Not Investment-Related; 08/15/2020; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-23
  • S66 Uniform Combined State Law Examination
    2004-07-23

View on SEC IAPD

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